September 2020 Case Summaries - Criminal

*Disclaimer* - the below case summaries are not to be construed as legal advice, they are non exhaustive, and they contain only my own summary/interpretation of the cases so noted. 

 INTERMEDIATE COURT OF APPEALS:

 NO. CAAP-18-0000620; STATE OF HAWAII, Plaintiff-Appellee, v. LUAMANU, Defendant-Appellant

(summary disposition order)

 Background: Appellant was charged with 2nd degree murder; following a jury trial he was convicted of lesser included offenses.

 Errors Alleged:

  1. Whether the Court erred where it precluded Appellant from cross-examining the State's witness regarding the witness' pending criminal charges because the charges were not for crimes involving dishonesty.

  2. Whether the jury instructions regarding self defense were insufficient as they did not require the jury to find use deadly force unanimously and beyond a reasonable doubt.

  3. Whether there was insufficient evidence to find that Appellant stabbed the complaining witness where there was not direct evidence of the stabbing.

ICA Holding:

  1. Cross-examination Issue - Error: the ICA found that the Court erred by precluding the cross examination. The witness had pled no contest and was sentenced to probation prior to trial. 

    • The ICA Stated: "Under these circumstances, information about [the witness'] probation status could have served as a basis for the jury to conclude that [the witness] was biased or had motivation to testify in favor of the State… [w]ithout allowing such cross-examination, the jury did not have "sufficient information from which to make an informed appraisal of the witness's motives and bias." (citing Levell, 128 Hawaii at 40, 282 P.3d at 582.)"

  2. Jury Instruction Issue - No Error: the ICA noted that Appellant was convicted of manslaughter which required the jury to "find beyond a reasonable doubt that [Appellant] knew there was a substantial and unjustifiable risk that his conduct could cause the decedent's death and that [Appellant] consciously disregarded that risk." (citing State v. Schnabel, 127 Hawaii 432, 450 n.33, 279 P.3d 1237, 1255 n.33 (2012).  Therefore, the manslaughter conviction established that "the jury found beyond a reasonable doubt that the defendant used deadly force."

  3. Sufficiency of the Evidence Issue - No Error:  The ICA found that the "circumstantial evidence [was] of sufficient quality and probative value to enable the jury to make reasonable inferences in determining that [Appellant] recklessly caused the death of the decedent.

 

NO. CAAP-19-0000349; STATE OF HAWAII, Plaintiff-Appellee, v. KANAKAOLE, Defendant-Appellant

(summary disposition order)

Background:

  • "Following a bench trial, [Appellant] was convicted of one count of Terroristic Threatening in the Second Degree (TT2)."

  • [Appellant was] alleged to have told Complainant during the altercation that if his wife were there, or found out that Complainant had gotten rid of his glasses, his wife would shoot or kill Complainant.

Error Alleged: "[Appellant] contend[ed] that the District Court wrongly convicted him based on insufficient evidence that he made a "true threat."

ICA Holding re True Threat - Error:

  • Rule: "the "true threat" [must be] "so unequivocal, unconditional, immediate, and specific as to the person threatened, as to convey a gravity of purpose and imminent prospect of execution."" (citing State v. Chung, 75 Haw. 398, 862 P.2d 1063 (1993)).

  • Insufficient Evidence: "we cannot conclude that either variation of the alleged threat was "objectively capable of inducing a reasonable fear of bodily injury in the person at whom the threat was directed and who was aware of the circumstances under which the remarks were uttered."" (citing Valdivia, 95 Hawaii at 476, 24 P.3d 672).

 

NO. CAAP-19-0000319; STATE OF HAWAII, Plaintiff-Appellee, v. DAVID, Defendant-Appellant

 Background: Appellant was found guilty of manslaughter.  He sought to have the complaining witness' Blood Alcohol Concentration admitted, but the Court only allowed testimony as to the "presence of alcohol" in the complaining witness' blood, but not testimony as to the actual blood alcohol concentration because no witness could testify as to what the blood alcohol concentration number actually meant.

 Holding - No Error: "[E]xcluding the evidence of [the complaining witness'] blood-alcohol concentration level did not clearly exceed the bounds of reason or disregard rules or principles of law and was not substantially detrimental to [Appellant]'s defense. We thus conclude that the Circuit Court did not abuse its discretion in excluding the evidence of [the] blood-alcohol concentration level without an expert witness." (emphasis added).

 

NO. CAAP-19-0000583; IN THE INTEREST OF GH

 Background: The family court adjudicated Minor a law violator as to one count of Sexual Assault in the First Degree (Sex Assault 1), in violation of Hawaii Revised Statutes (HRS) § 707-730(1)(b)2, and two counts of Sexual Assault in the Third Degree (Sex Assault 3), in violation of HRS § 707-732(1)(b)3.

 Error Alleged:

  1. Did lower court err by excluding Evidence of CW's alleged past sex assault allegations as they were inadmissible under HRE Rule 412?

  2. Does Rule 412 Conflict with the general Rule 613 Balancing Test?

 Rules:

  • HRE 412: limits use of past sex allegations against CW, but Subsection "C" allows for a preliminary hearing on the issue.

  • Rule re conflicting statutes: "Where a plainly irreconcilable conflict exists between a law of general application and a law of specific application concerning the same subject matter, the specific authority will be favored." State v. Wallace, 71 Haw. 591, 594, 801 P.2d 27, 29 (1990) (internal quotation marks omitted) (quoting State v. Greyson, 70 Haw. 227, 235, 768 P.2d 759, 763-64 (1989)).

Holding Re Rule 412 - the Minor Did Not Meet the Procedural Requirements of HRE Rule 412: "[A]s Minor conceded at trial, he did not provide written notice that he intended to introduce the evidence fifteen days prior to trial, as required by HRE Rule 412(c)(1) [and] Minor has not argued that an exception to the written notice requirement applied.

Holding re the alleged Conflict Between the Rules: HRE Rule 412 is a law of specific application, whereas HRE Rule 613 is a law of general application, therefore any alleged conflict is weighed in favor of Rule 412.

 

SUPREME COURT:

 SCWC-14-0000844; STATE OF HAWAI‘I, Respondent/Plaintiff-Appellee, vs. KAPAHUKULA KALE VOORHEES, Petitioner/Defendant-Appellant.

(summary disposition order)

 Error Alleged: whether Petitioner's jury trial waiver knowing, intelligent, and voluntary.

Ernes Rule:

  • Court's Duty: "[C]ourts have a “serious and weighty responsibility” to “ensur[e] that [a defendant’s] jury trial waiver was voluntary, knowing, and intelligent,” and that therefore “the record must reflect a colloquy establishing a true understanding based on a totality of circumstances of the particular case.”" (citing Ernes, 147 Hawai‘i at 323, 326, 465 P.3d at 770, 773).

  • True Colloquy: "In other words, the court must conduct a “true colloquy” — a “discussion and exchange between the trial court and the defendant sufficient for an ascertainment based on the record that the defendant fully comprehended the constitutional rights being waived.”" (citing Ernes at 324, 465 P.3d at 771).

 Holding:

  • Error - Not Knowing/Voluntary/Intelligent: "it cannot be said that [Petitioner's] jury trial waiver was established as knowing, intelligent, and voluntary [where the] court did not conduct any inquiry into [Petitioner's] background [and where the ]court’s yes or no questions […] centered around confirming [Petitioner's] signature and initials on the waiver form [rather than] his understanding of the constitutional right to a jury trial."

  • Counsel Representation Not Enough: "although the record indicates that [Petitioner] was represented by counsel and that his attorney explained the jury trial waiver form to him, this is not enough to outweigh the lack of “discussion and exchange” establishing [Petitioner's] actual understanding of a jury trial."

 

 

 

Estate Planning in the COVID-19 World

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Transfer on Death Deeds are a Simple and Easy Solution

Summary - Living (and Dying) in a COVID-19 World:

 If you have a pulse and a smartphone, then you, like everyone else, are probably being bombarded by stats and figures about the crisis we're all facing globally from COVID-19.  It's pretty much impossible to escape; and even if you do turn off the phone or the TV, you're reminded of the crisis just by looking out the window and seeing your neighbors walk by wearing hospital masks.   But, maybe confronting mortality on the daily can actually be a good thing.  After all, death is the great equalizer and eventually we all face it.  As Benjamin Franklin once said, "death takes no bribes."  With that in mind, the purpose of this article today is to offer some practical estate planning advice for this crazy time in which we live.  Planning can sound daunting and expensive, but in this article we're going to focus primarily on Transfer on Death Deeds and Wills.  These are very simple and inexpensive options to make sure you have a plan in place that can help you be at ease. 

But First, Some Zen (skip ahead if you’re good on Zen):

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Death is only the end if you assume the story is about you.

-Welcome to Night Vale.

……………

Death is our friend precisely because it brings us into absolute and passionate presence with all that is here, that is natural, that is love.

-Rainer Maria Rilke.

………………….

I shall not die of a cold. I shall die of having lived.

-Willa Cather.

 Death can be scary.  In the East, however, many cultures often take a Zen approach to death and spend time contemplating it so as to accept the temporariness of life without fear.  The Bhutanese people, for instance, say that happy is the man (or woman) who contemplates their own death at least five times a day.  (See also 2007 study in the journal of Psychological Science confirming that thinking of death may lead to acceptance which may make for a more peaceful here and now - https://journals.sagepub.com/doi/abs/10.1111/j.1467-9280.2007.02013.x). With that in mind, these quotes (courtesy of wecroak.com), remind us that it is important to cherish the time we have now and to think of those we leave behind. Also, we need not fear death; instead, we should fear not living each moment as best we can.

The Why's of Planning:

Probate Avoidance:

Many people die every day without having done any estate planning.  That is okay.  Their assets will eventually get distributed to their heirs through the use of the court system - called Probate.  Probate however can be time consuming and expensive.  It requires court involvement, and often an attorney is needed to help the process along - all of this takes time and money.

 Tax Avoidance:

Often persons want to do estate planning because they are worried that their estate, upon death, will be subject to extremely high death taxes (40% + in many cases).  For the average individual however, this may not need to actually be a worry because most normal-sized estates (under $11.5m) are not subject to any death taxes.

 Peace of Mind:

One of the primary reasons to do some type of planning now is to be able to rest easy knowing you have a plan and that your assets will get where they need to go in the quickest and easiest way possible for your heirs.

 Planning Options:

Transfer on Death ("TOD") Deeds:

The Basics: TOD Deeds are an amazing vehicle for persons to use to plan for their estates.  With a TOD Deed, the client can designate now who will receive their real estate property upon their death.  It is essentially a "payable on death" deed.  This is especially useful as a planning tool because most of us have normal-sized estates where the main asset we have of value is our home

Typical Cost: between $250 and $500.

Turnaround Time: 1 to 4 weeks.

Pros - Revocability: TOD Deeds are freely revocable, meaning that the client can create the deed (and designate a beneficiary), but then the client can revoke the deed freely at any time prior to their death or incapacity.  The client can sell the property if they want, they can deed it away, or they can create a new TOD Deed with a new beneficiary. 

Cons - Real Property Only & Less Flexibility: TOD Deeds only apply to your real property.  It does not affect personal assets like furniture, vehicles, bank accounts, etc.  A will (see below), however, can be used to address these assets.  Also, because the process is so simple, less planning options are available than may be implemented via using a trust.

 Will, or Joint Wills:

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Using a Will and a TOD Deed together is a great way to be cost-effective in your estate planning.

The Basics: A will is a document created while you are living that designates to whom your assets (real property and personal property) will transfer to upon your death.  Wills typically include your burial instructions, instructions on how outstanding debts are to be paid, and instructions as to who will be in charge of your estate (your assets) until the property is distributed to your heirs after your death.

Typical Cost: between $500 and $1,000.

Turnaround Time: 1 to 4 weeks.

Cons - Probate: If a will is in place, it still will require court authority to carry out its terms after the client's death.  This will take time and money, but the process is typically cheaper and easier (~$2,500) if there is a properly drafted will.

 Trust:  Trusts are a great vehicle for estate planning but they are beyond the scope of this article.  Suffice it to say that trusts are extremely useful and can definitely accomplish a client's goals, but they may not be as useful as the above options except for persons with very large estates (over 11.5m in assets), blended families, or other intricacies that require more complex planning.   

 COVID-19 Logistics - E-Meeting and E-Signing:

Logistically, accomplishing any of the above in this COVID-19 quarantine time may seem daunting.  But fear not!  It is doable. 

 Meeting with an Attorney: Attorneys are learning how to work remotely.  Luckily for me, I have been a remote-working attorney for several years now, so I am a pro at quarantine life ;).  You can now meet with an attorney via FaceTime, Google, Skype, Instagram Video, etc.  This should not be an impediment and in fact it can save you travel time, etc.

 Signing the Documents:  Again, in this remote work environment, we are all having to improvise.  Docusign is our friend, allowing for e-signatures in an easy and seamless process.  Also, the above planning documents require a notary, but Governor Ige signed Executive Order 20-02 which allows notaries to perform their duties via audio/visual tech in this time of social distancing. 

Soooo, you're out of excuses.  Time to do some planning.

 Conclusion - TOD Deed + a Will is the Best Bet:

We can and should make the most of this time we have now.  We can use this time to reassess what is important and take care of important to-do list items like estate planning.  For the majority of us, this can be accomplished very easily using a TOD Deed and/or a Will.  All can be accomplished in a few week's time using online video meetings and e-signatures.  So, instead of being afraid in these times, let's own the moment and take care of our futures.  Brene Brown put it best:  "Someone, somewhere, will say, "Don't do it.  You don't have what it takes to survive the wilderness."  This is when you reach deep into your wild heart and remind yourself, "I am the wilderness.""